Home/Filings/4/0001179110-17-000291
4//SEC Filing

ACTUANT CORP 4

Accession 0001179110-17-000291

$EPACCIK 0000006955operating

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:29 PM ET

Size

10.9 KB

Accession

0001179110-17-000291

Insider Transaction Report

Form 4
Period: 2016-12-30
Wozniak Ted
VP Business Development
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2016-12-30$23.64/sh+5,000$118,20087,220 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2016-12-305,00015,000 total
    Exercise: $23.64Exp: 2017-01-16Class A Common Stock (5,000 underlying)
  • Sale

    Class A Common Stock

    2016-12-30$26.04/sh5,000$130,20082,220 total
Holdings
  • Class A Common Stock

    (indirect: By 401(k))
    5,262
  • Class A Common Stock

    (indirect: By Deferred Compensation Plan)
    15,692
Footnotes (5)
  • [F1]The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.98 to $26.18. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  • [F2]Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
  • [F3]Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
  • [F4]Option granted under the Actuant Corporation 2002 Stock Option Plan.
  • [F5]Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012.

Issuer

ACTUANT CORP

CIK 0000006955

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000006955

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:29 PM ET
Size
10.9 KB