ACTUANT CORP 4
4 · ACTUANT CORP · Filed Jan 10, 2017
Insider Transaction Report
Form 4
ACTUANT CORPATU
Wozniak Ted
VP Business Development
Transactions
- Exercise/Conversion
Class A Common Stock
2017-01-06$23.64/sh+8,000$189,120→ 90,220 total - Sale
Class A Common Stock
2017-01-10$26.51/sh−3,500$92,785→ 82,220 total - Exercise/Conversion
Class A Common Stock
2017-01-09$23.64/sh+3,500$82,740→ 85,720 total - Exercise/Conversion
Class A Common Stock
2017-01-10$23.64/sh+3,500$82,740→ 85,720 total - Sale
Class A Common Stock
2017-01-06$26.64/sh−8,000$213,120→ 82,220 total - Sale
Class A Common Stock
2017-01-09$26.10/sh−3,500$91,350→ 82,220 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-01-09−3,500→ 3,500 totalExercise: $23.64Exp: 2017-01-16→ Class A Common Stock (3,500 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2017-01-06−8,000→ 7,000 totalExercise: $23.64Exp: 2017-01-16→ Class A Common Stock (8,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2017-01-10−3,500→ 0 totalExercise: $23.64Exp: 2017-01-16→ Class A Common Stock (3,500 underlying)
Holdings
- 5,262(indirect: By 401(k))
Class A Common Stock
- 15,692(indirect: By Deferred Compensation Plan)
Class A Common Stock
Footnotes (7)
- [F1]The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.60 to $26.70. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.10 to $26.13. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- [F3]The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.50 to $26.53. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- [F4]Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- [F5]Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
- [F6]Option granted under the Actuant Corporation 2002 Stock Option Plan.
- [F7]Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012.