Bats Global Markets, Inc. 4
4 · Bats Global Markets, Inc. · Filed Jan 18, 2017
Insider Transaction Report
Form 4
Shupe Derick D
Other
Transactions
- Tax Payment
Common Stock
2017-01-13$33.76/sh−406$13,707→ 8,058 total - Award
Common Stock
2017-01-13+2,995→ 11,053 total
Footnotes (3)
- [F1]Includes 285 shares acquired under the Bats Global Markets, Inc. 2016 Employee Stock Purchase Plan (ESPP) for the offering period July 1, 2016 through December 31, 2016. In accordance with the ESPP, the shares were purchased at 90% of the closing price of the Issuer's common stock on July 1, 2016.
- [F2]These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan.
- [F3]Includes 2,995 shares of unvested restricted stock that vest ratably over the next three years.