ACTUANT CORP 4
4 · ACTUANT CORP · Filed Jan 18, 2017
Insider Transaction Report
Form 4
ACTUANT CORPATU
Wozniak Ted
VP Business Development
Transactions
- Tax Payment
Class A Common Stock
2017-01-13$26.95/sh−5,404$145,638→ 76,816 total - Award
Class A Common Stock
2017-01-16+6,680→ 83,496 total - Award
Employee Stock Option (Right to Buy)
2017-01-16+15,040→ 15,040 totalExercise: $26.95Exp: 2027-01-16→ Class A Common Stock (15,040 underlying)
Holdings
- 15,692(indirect: By Deferred Compensation Plan)
Class A Common Stock
- 5,262(indirect: By 401(k))
Class A Common Stock
Footnotes (6)
- [F1]Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- [F2]Not applicable.
- [F3]Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
- [F4]Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
- [F5]Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
- [F6]Fifty percent of the option becomes exercisable on 01/16/2020, and the balance becomes exercisable on 01/16/2022.