AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 8, 2017
Insider Transaction Report
Form 4
Davey Deirdre N
Sr VP Corp Comm/Cmnity Rltns
Transactions
- Award
Employee Stock Option (right to buy)
2017-02-06+10,762→ 10,762 totalExercise: $123.37Exp: 2027-02-07→ Common Stock (10,762 underlying) - Award
Common Stock
2017-02-06+1,240→ 16,568 total - Tax Payment
Common Stock
2017-02-07$123.18/sh−213$26,237→ 16,355 total
Holdings
- 478.85(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 7, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017.