AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 8, 2017
Insider Transaction Report
Form 4
HUNTER KELLI A
Exec VP of Human Resources
Transactions
- Tax Payment
Common Stock
2017-02-07$123.37/sh−9,590$1,183,118→ 34,065 total - Tax Payment
Common Stock
2017-02-07$123.18/sh−250$30,795→ 29,663 total - Award
Common Stock
2017-02-06+1,240→ 29,913 total - Sale
Common Stock
2017-02-07$123.36/sh−4,152$512,195→ 29,913 total - Award
Employee Stock Option (right to buy)
2017-02-06+10,762→ 10,762 totalExercise: $123.37Exp: 2027-02-07→ Common Stock (10,762 underlying) - Exercise/Conversion
Common Stock
2017-02-07$54.33/sh+13,742$746,603→ 43,655 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-02-07−13,742→ 0 totalExercise: $54.33Exp: 2022-02-07→ Common Stock (13,742 underlying)
Holdings
- 215.73(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 7, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017.
- [F4]Fully vested.