AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 13, 2017
Insider Transaction Report
Form 4
Davey Deirdre N
Sr VP Corp Comm/Cmnity Rltns
Transactions
- Exercise/Conversion
Common Stock
2017-02-09$65.31/sh+3,099$202,396→ 19,454 total - Tax Payment
Common Stock
2017-02-09$121.58/sh−2,465$299,695→ 16,989 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-02-09−3,099→ 0 totalExercise: $65.31Exp: 2023-02-05→ Common Stock (3,099 underlying)
Holdings
- 478.96(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 8, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F2]Fully vested.