NRG ENERGY, INC. 4
4 · NRG ENERGY, INC. · Filed Feb 15, 2017
Insider Transaction Report
Form 4
Wilder John C Jr
Director
Transactions
- Award
Common Stock, par value $.01 per share
2017-02-13+8,060→ 8,060 total
Holdings
- 7,807,214(indirect: See Footnotes)
Common Stock, par value $.01 per share
Footnotes (3)
- [F1]Mr. Wilder (the "Reporting Person") was issued Deferred Stock Units ("DSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan on February 13, 2017. Each DSU was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On February 13, 2017, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each DSU he was issued on that same date.
- [F2]Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC.
- [F3]The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.