AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 16, 2017
Insider Transaction Report
Form 4
Davey Deirdre N
Sr VP Corp Comm/Cmnity Rltns
Transactions
- Sale
Common Stock
2017-02-14$128.01/sh−2,100$268,827→ 14,889 total
Holdings
- 478.66(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Reflects the weighted average price of 2,100 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 14, 2017 with sale prices ranging from $128.00 to $128.035 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 13, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.