4//SEC Filing
Virtu Financial, Inc. 4
Accession 0001179110-17-006024
$VIRTCIK 0001592386operating
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 8:43 PM ET
Size
16.4 KB
Accession
0001179110-17-006024
Insider Transaction Report
Form 4
TJMT Holdings LLC
Director10% OwnerOther
Transactions
- Purchase
Class A common stock
2017-04-13$15.65/sh+50,000$782,610→ 955,458 total(indirect: See footnote) - Purchase
Class A common stock
2017-04-12$15.22/sh+50,000$760,880→ 905,458 total(indirect: See footnote) - Purchase
Class A common stock
2017-04-17$15.51/sh+44,542$690,682→ 1,000,000 total(indirect: See footnote)
Holdings
- 200,000
Class A common stock
- 5,752
Class A common stock
Viola Teresa
Director10% OwnerOther
Transactions
- Purchase
Class A common stock
2017-04-12$15.22/sh+50,000$760,880→ 905,458 total(indirect: See footnote) - Purchase
Class A common stock
2017-04-17$15.51/sh+44,542$690,682→ 1,000,000 total(indirect: See footnote) - Purchase
Class A common stock
2017-04-13$15.65/sh+50,000$782,610→ 955,458 total(indirect: See footnote)
Holdings
- 200,000
Class A common stock
- 5,752
Class A common stock
Viola Michael T
Director10% Owner
Transactions
- Purchase
Class A common stock
2017-04-12$15.22/sh+50,000$760,880→ 905,458 total(indirect: See footnote) - Purchase
Class A common stock
2017-04-17$15.51/sh+44,542$690,682→ 1,000,000 total(indirect: See footnote) - Purchase
Class A common stock
2017-04-13$15.65/sh+50,000$782,610→ 955,458 total(indirect: See footnote)
Holdings
- 200,000
Class A common stock
- 5,752
Class A common stock
Viola Vincent J
Director10% OwnerOther
Transactions
- Purchase
Class A common stock
2017-04-12$15.22/sh+50,000$760,880→ 905,458 total(indirect: See footnote) - Purchase
Class A common stock
2017-04-13$15.65/sh+50,000$782,610→ 955,458 total(indirect: See footnote) - Purchase
Class A common stock
2017-04-17$15.51/sh+44,542$690,682→ 1,000,000 total(indirect: See footnote)
Holdings
- 5,752
Class A common stock
- 200,000
Class A common stock
Footnotes (7)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
- [F2]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.05 to $15.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- [F3]Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.
- [F4]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.45 to $15.775, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- [F5]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.325 to $15.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- [F6]Directly owned by Mr. Vincent Viola.
- [F7]Directly owned by Mr. Michael Viola.
Documents
Issuer
Virtu Financial, Inc.
CIK 0001592386
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001592386
Filing Metadata
- Form type
- 4
- Filed
- Apr 16, 8:00 PM ET
- Accepted
- Apr 17, 8:43 PM ET
- Size
- 16.4 KB