AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Apr 28, 2017
Insider Transaction Report
Form 4
SARLES H JAY
Director
Transactions
- Award
Phantom Stock (Annual)
2017-04-26+1,162.791→ 27,555.883 total→ Common Stock (1,162.791 underlying) - Award
Phantom Stock (Retainer Deferral)
2017-04-27$128.46/sh+141.095$18,125→ 981.046 total→ Common Stock (141.095 underlying)
Footnotes (3)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
- [F3]Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.