4//SEC Filing
AMERIPRISE FINANCIAL INC 4
Accession 0001179110-17-006261
$AMPCIK 0000820027operating
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 4:18 PM ET
Size
11.4 KB
Accession
0001179110-17-006261
Insider Transaction Report
Form 4
SARLES H JAY
Director
Transactions
- Award
Phantom Stock (Annual)
2017-04-26+1,162.791→ 27,555.883 total→ Common Stock (1,162.791 underlying) - Award
Phantom Stock (Retainer Deferral)
2017-04-27$128.46/sh+141.095$18,125→ 981.046 total→ Common Stock (141.095 underlying)
Footnotes (3)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
- [F3]Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000820027
Filing Metadata
- Form type
- 4
- Filed
- Apr 27, 8:00 PM ET
- Accepted
- Apr 28, 4:18 PM ET
- Size
- 11.4 KB