AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed May 10, 2017
Insider Transaction Report
Form 4
HUNTER KELLI A
Exec VP of Human Resources
Transactions
- Exercise/Conversion
Common Stock
2017-05-08$65.31/sh+14,172$925,573→ 39,919 total - Sale
Common Stock
2017-05-08$128.80/sh−943$121,458→ 28,576 total - Tax Payment
Common Stock
2017-05-08$128.82/sh−10,400$1,339,728→ 29,519 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-05-08−14,172→ 0 totalExercise: $65.31Exp: 2023-02-05→ Common Stock (14,172 underlying)
Holdings
- 216.61(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Fully vested.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of May 8, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.