CBOE Holdings, Inc. 4
4 · CBOE Holdings, Inc. · Filed May 22, 2017
Insider Transaction Report
Form 4
Mitchell Christopher
Director
Transactions
- Award
Common Stock
2017-05-18+1,185→ 1,455 total
Holdings
- 664,970(indirect: See footnotes)
Common Stock
Footnotes (3)
- [F1]Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3.
- [F2]Spectrum Equity Investors VI, L.P. is the holder of record of 663,110 shares, Spectrum VI Co-Investment Fund, L.P. is the holder of record of 257 shares and Spectrum VI Investment Managers' Fund, L.P. is the holder of record of 1,603 shares.
- [F3]The general partner of Spectrum Investors VI, L.P. is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). The general partner of Spectrum VI Investment Managers' Fund, L.P. and Spectrum VI Co-Investment Fund, L.P. is SEA VI LLC. The Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.