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$AXTI·4

AXT INC · May 25, 1:27 PM ET

AXT INC 4

4 · AXT INC · Filed May 25, 2017

Insider Transaction Report

Form 4
Period: 2017-05-23
AXT INCAXTI
Ochrym Robert G
VP Business Development
Transactions
  • Exercise/Conversion

    Common Stock

    2017-05-23$2.18/sh−1,500$3,270→ 80,681 total
    Exercise: $2.18From: 2016-11-02Exp: 2025-11-02→ Common Stock (1,500 underlying)
  • Sale

    Common Stock

    2017-05-23$6.93/sh−7,500$51,975→ 36,000 total
  • Exercise/Conversion

    Common Stock

    2017-05-23$2.36/sh+3,000$7,080→ 39,000 total
  • Exercise/Conversion

    Common Stock

    2017-05-23$2.47/sh+3,000$7,410→ 42,000 total
  • Exercise/Conversion

    Common Stock

    2017-05-23$2.18/sh+1,500$3,270→ 43,500 total
  • Exercise/Conversion

    Stock Options

    2017-05-23$2.36/sh−3,000$7,080→ 85,181 total
    Exercise: $2.36From: 2014-11-04Exp: 2023-11-04→ Common Stock (3,000 underlying)
  • Exercise/Conversion

    Stock Option

    2017-05-23$2.47/sh−3,000$7,410→ 82,181 total
    Exercise: $2.47From: 2015-11-03Exp: 2024-11-03→ Common Stock (3,000 underlying)
Footnotes (3)
  • [F1]Earliest date shown. Exercisable date of multiple lots between 11/4/2014 to 11/4/2017.
  • [F2]Earliest date shown. Exercisable date of multiple lots between 11/3/2015 to 11/4/2018.
  • [F3]Earliest date shown. Exercisable date of multiple lots between 11/2/2016 to 11/2/2019.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -