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4//SEC Filing

AXT INC 4

Accession 0001179110-17-007987

$AXTICIK 0001051627operating

View on SEC.gov Company Profile

Filed

May 24, 8:00 PM ET

Accepted

May 25, 1:27 PM ET

Size

15.0 KB

Accession

0001179110-17-007987

Insider Transaction Report

Form 4

Period: 2017-05-23

Ochrym Robert G

VP Business Development

Transactions

Exercise/Conversion
Common Stock
2017-05-23$2.18/sh−1,500$3,270→ 80,681 total
Exercise: $2.18From: 2016-11-02Exp: 2025-11-02→ Common Stock (1,500 underlying)
Sale
Common Stock
2017-05-23$6.93/sh−7,500$51,975→ 36,000 total
Exercise/Conversion
Common Stock
2017-05-23$2.36/sh+3,000$7,080→ 39,000 total
Exercise/Conversion
Common Stock
2017-05-23$2.47/sh+3,000$7,410→ 42,000 total
Exercise/Conversion
Common Stock
2017-05-23$2.18/sh+1,500$3,270→ 43,500 total
Exercise/Conversion
Stock Options
2017-05-23$2.36/sh−3,000$7,080→ 85,181 total
Exercise: $2.36From: 2014-11-04Exp: 2023-11-04→ Common Stock (3,000 underlying)
Exercise/Conversion
Stock Option
2017-05-23$2.47/sh−3,000$7,410→ 82,181 total
Exercise: $2.47From: 2015-11-03Exp: 2024-11-03→ Common Stock (3,000 underlying)

Footnotes (3)

[F1]Earliest date shown. Exercisable date of multiple lots between 11/4/2014 to 11/4/2017.
[F2]Earliest date shown. Exercisable date of multiple lots between 11/3/2015 to 11/4/2018.
[F3]Earliest date shown. Exercisable date of multiple lots between 11/2/2016 to 11/2/2019.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

AXT INC

CIK 0001051627

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001051627

Filing Metadata

Form type: 4
Filed: May 24, 8:00 PM ET
Accepted: May 25, 1:27 PM ET
Size: 15.0 KB

View on SEC.gov