4//SEC Filing
AMERIPRISE FINANCIAL INC 4
Accession 0001179110-17-010276
$AMPCIK 0000820027operating
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 5:08 PM ET
Size
9.6 KB
Accession
0001179110-17-010276
Insider Transaction Report
Form 4
Maglaque Charles Neal
Pres. Advice & Wealth Mgt, COO
Transactions
- Tax Payment
Common Stock
2017-07-06$129.15/sh−170.066$21,964→ 14,831 total - Exercise/Conversion
Common Stock
2017-07-06+429.066→ 15,001.066 total - Exercise/Conversion
Phantom Stock
2017-07-06−429.066→ 1,054.613 total→ Common Stock (429.066 underlying)
Holdings
- 371.08(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 6, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000820027
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 5:08 PM ET
- Size
- 9.6 KB