Maglaque Charles Neal 4
4 · AMERIPRISE FINANCIAL INC · Filed Aug 2, 2017
Insider Transaction Report
Form 4
Maglaque Charles Neal
Pres. Advice & Wealth Mgt, COO
Transactions
- Exercise/Conversion
Employee Stock Options (right to buy)
2017-07-31−10,070→ 3,366 totalExercise: $107.61Exp: 2024-02-07→ Common Stock (10,070 underlying) - Tax Payment
Common Stock
2017-07-31$144.45/sh−8,842$1,277,227→ 16,059 total - Exercise/Conversion
Common Stock
2017-07-31$107.61/sh+10,070$1,083,633→ 24,901 total - Sale
Common Stock
2017-07-31$144.57/sh−4,728$683,532→ 11,331 total
Holdings
- 370.73(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Reflects the weighted average price of 4,728 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 31, 2017, with sale prices ranging from $144.55 to $144.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 31, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Fully vested.