4//SEC Filing
Nash Joshua Lionel 4
Accession 0001179110-17-011343
CIK 0000039677other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 6:04 PM ET
Size
12.6 KB
Accession
0001179110-17-011343
Insider Transaction Report
Form 4
AV Homes, Inc.AVHI
Nash Joshua Lionel
DirectorChairman of the Board
Transactions
- Purchase
Common Stock
2017-08-08$15.25/sh+19,200$292,800→ 362,400 total(indirect: By Partnership) - Purchase
Common Stock
2017-08-08$15.25/sh+2,066$31,507→ 55,932 total(indirect: By Offshore Fund) - Purchase
Common Stock
2017-08-09$15.17/sh+7,400$112,291→ 369,800 total(indirect: By Partnership) - Purchase
Common Stock
2017-08-09$15.17/sh+782$11,866→ 56,714 total(indirect: By Offshore Fund)
Holdings
- 193,475
Common Stock
- 173,900(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Shares are held by a limited partnership. The managing general partner of the limited partnership is directly controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein.
- [F2]Shares are held by an offshore fund. The reporting person controls the management company for this fund. The reporting person disclaims beneficial ownership of the shares held by the offshore company except to the extent of his pecuniary interest therein, which results solely from a compensatory arrangement pursuant to which certain amounts to be paid to the reporting person are valued by reference to the managed account.
- [F3]Reflects the weighted average price of 7,400 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on August 9, 2017 with purchase prices ranging from $15.13 to $15.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F4]Reflects the weighted average price of 782 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on August 9, 2017 with purchase prices ranging from $15.13 to $15.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Documents
Issuer
AV Homes, Inc.
CIK 0000039677
Entity typeother
Related Parties
1- filerCIK 0001305016
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 6:04 PM ET
- Size
- 12.6 KB