Anderson Eric 4
4 · CONTROL4 CORP · Filed Aug 16, 2017
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
Anderson Eric
SVP of Products
Transactions
- Exercise/Conversion
Common Stock
2017-08-15+1,417→ 20,434 total - Exercise/Conversion
Common Stock
2017-08-15+1,417→ 19,683 total - Tax Payment
Common Stock
2017-08-15$23.68/sh−666$15,771→ 19,017 total - Exercise/Conversion
Restricted Stock
2017-08-15−1,417→ 8,500 total→ Common Stock (1,417 underlying) - Tax Payment
Common Stock
2017-08-15$23.68/sh−666$15,771→ 19,768 total - Exercise/Conversion
Performance-based Restricted Stock Units
2017-08-15−1,417→ 8,500 total→ Common Stock (1,417 underlying)
Holdings
- 28(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Each unit represents the right to receive, at settlement, one share of common stock at no cost.
- [F2]The federal and state tax withholding due at the vesting of Performance-based Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F3]The federal and state tax withholding due at the vesting of Restricted Stock Units was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F4]This PSU award was granted on January 1, 2016. One-third of the shares in the award vested on February 10, 2017 due to the achievement of a certain 2016 financial performance goal. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F5]This RSU award was granted on January 1, 2016. One-third of the shares in the award vested on February 10, 2017. The remaining shares vest as follows, an additional 1/12 of the shares vest quarterly, on the 15th of May, August, November and February in each of the following eight quarters.
- [F6]Based on Reporting Person's 401(k) Plan Statement.