4//SEC Filing
Bradley Faeth 4
Accession 0001179110-17-011696
CIK 0001211351other
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 4:07 PM ET
Size
7.5 KB
Accession
0001179110-17-011696
Insider Transaction Report
Form 4
Bradley Faeth
EVP, Human Resources
Transactions
- Award
Common Stock
2017-08-14$1.63/sh+822$1,340→ 126,921 total - Award
Common Stock
2017-08-14+822→ 127,743 total
Footnotes (3)
- [F1]The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. The currently issued DSU's were issued in payment of a portion of the reporting person's fiscal Spring 2017 cash bonus equal to the fair market value on the date of grant.
- [F2]The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested deferred stock units equal to the fair market value on the date of grant, which vest three years from the date of grant.
- [F3]Includes 83,260 shares of common stock; 1,435 vested deferred stock units; 613 deferred stock units which vest on August 31, 2018; 822 deferred stock units which vest on August 31, 2020; 21,613 shares of restricted stock which vest on August 25, 2017; and 20,000 shares of restricted stock which vest on August 22, 2019.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001539319
Filing Metadata
- Form type
- 4
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 4:07 PM ET
- Size
- 7.5 KB