4//SEC Filing
GARDNER HERBERT M 4
Accession 0001179110-17-012798
CIK 0000350846other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 6:01 PM ET
Size
11.7 KB
Accession
0001179110-17-012798
Insider Transaction Report
Form 4
GARDNER HERBERT M
DirectorChairman of Board and CEO
Transactions
- Disposition from Tender
Class A Common Stock
2017-09-27$21.00/sh−280,289$5,886,069→ 0 total - Disposition from Tender
Class B Common Stock
2017-09-27$21.00/sh−66,516$1,396,836→ 0 total(indirect: By GSMT U/W/O Mary K. Gardner) - Disposition from Tender
Class A Common Stock
2017-09-27$21.00/sh−969$20,349→ 0 total(indirect: By GSMT U/W/O Mary K. Gardner) - Disposition from Tender
Class B Common Stock
2017-09-27$21.00/sh−587,862$12,345,102→ 0 total
Footnotes (6)
- [F1]Represents Class A common stock of Supreme Industries, Inc. (the "Issuer"), par value $0.10 per share ("Class A Shares"), which were disposed of pursuant to a tender offer (the "Tender Offer") by Redhawk Acquisition Corporation, a wholly owned subsidiary of Wabash National Corporation ("Purchaser"), to purchase all of the issued and outstanding Class A Shares and shares of Class B common stock of the Issuer, par value $0.10 per share ("Class B Shares" and, together with Class A Shares, "Shares"), at a purchase price of $21.00 per Share in cash (the "Offer Price"), as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors
- [F2]This statement is filed by and on behalf of Herbert M. Gardner. Mr. Gardner and the Generation Skipping Marital Trust U/W/O Mary K. Gardner (the "Trust"), of which Mr. Gardner is a Co-Trustee, are the direct beneficial owners of the securities covered by this statement.
- [F3]The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the Shares directly beneficially owned by the Trust, of which Mr. Gardner is a Co-Trustee.
- [F4]Represents Class B Shares which were disposed of pursuant to the Tender Offer at the Offer Price, as described more fully in the Schedule 14D-9 filed by the Issuer on August 22, 2017, and as subsequently supplemented and amended. All dispositions of Shares by the reporting person in the Tender Offer were approved in advance by the Issuer's Board of Directors.
- [F5]Represents Class A Shares directly beneficially owned by the Trust.
- [F6]Represents Class B Shares directly beneficially owned by the Trust.
Documents
Issuer
SUPREME INDUSTRIES INC
CIK 0000350846
Entity typeother
Related Parties
1- filerCIK 0000923414
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 6:01 PM ET
- Size
- 11.7 KB