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4//SEC Filing

HYDE JOSEPH R III 4

Accession 0001179110-17-012838

CIK 0001260990other
View on SEC.govCompany Profile

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 4:14 PM ET

Size

17.2 KB

Accession

0001179110-17-012838

Insider Transaction Report

Form 4
Period: 2017-09-29
GTX INC /DE/GTXI
HYDE JOSEPH R III
Director10% Owner
Transactions
  • Award

    Common Stock

    2017-09-29+1,130,582→ 3,981,561.97 total
  • Award

    Common Stock Warrants (right to buy)

    2017-09-29+678,349→ 678,349 total
    Exercise: $9.02From: 2017-09-29Exp: 2022-09-29→ Common Stock (678,349 underlying)
Holdings

  • Common Stock

    (indirect: By 2017-2 GRAT)
    500,000

  • Common Stock

    (indirect: By 2017-3 GRAT)
    500,000

  • Common Stock

    (indirect: By Pittco Associates III, L.P.)
    14,535

  • Common Stock

    (indirect: By Pittco Investments, L.P.)
    391,571

  • Common Stock

    (indirect: By 2017-6 GRAT)
    250,000

  • Common Stock

    (indirect: By Trust)
    20,378

  • Common Stock

    (indirect: By 2017-1 GRAT)
    500,000

  • Common Stock

    (indirect: By 2017-5 GRAT)
    250,000

  • Common Stock

    (indirect: By Spouse)
    21,646

  • Common Stock

    (indirect: By Trust)
    50,889

  • Common Stock

    (indirect: By Trust)
    11,435

  • Common Stock

    (indirect: By 2017-4 GRAT)
    250,000

  • Common Stock

    (indirect: By Trust)
    50,889

  • Common Stock

    (indirect: By Trust)
    50,889
Footnotes (3)
  • [F1]The reported securities are included within 1,130,582 immediately separable Units purchased by the reporting person for $8.845 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase 0.60 of a share of Common Stock.
  • [F2]Includes annuity distributions 20,043 shares from the 2014-4 Grantor Retained Annuity Trust, 1,336 shares from the 2014-5 Grantor Retained Annuity Trust and 1,336 shares from the 2014-6 Grantor Retained Annuity Trust to the reporting person on August 19, 2017 and represents a change in form of beneficial ownership.
  • [F3]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.

Documents

1 file

Issuer

GTX INC /DE/

CIK 0001260990

→
Entity typeother
IncorporatedTN

Related Parties

1
  • filerCIK 0000903352

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:14 PM ET
Size
17.2 KB
View on SEC.gov