HYDE JOSEPH R III 4
4 · GTX INC /DE/ · Filed Oct 2, 2017
Insider Transaction Report
Form 4
GTX INC /DE/GTXI
HYDE JOSEPH R III
Director10% Owner
Transactions
- Award
Common Stock
2017-09-29+1,130,582→ 3,981,561.97 total - Award
Common Stock Warrants (right to buy)
2017-09-29+678,349→ 678,349 totalExercise: $9.02From: 2017-09-29Exp: 2022-09-29→ Common Stock (678,349 underlying)
Holdings
- 500,000(indirect: By 2017-2 GRAT)
Common Stock
- 500,000(indirect: By 2017-3 GRAT)
Common Stock
- 14,535(indirect: By Pittco Associates III, L.P.)
Common Stock
- 391,571(indirect: By Pittco Investments, L.P.)
Common Stock
- 250,000(indirect: By 2017-6 GRAT)
Common Stock
- 20,378(indirect: By Trust)
Common Stock
- 500,000(indirect: By 2017-1 GRAT)
Common Stock
- 250,000(indirect: By 2017-5 GRAT)
Common Stock
- 21,646(indirect: By Spouse)
Common Stock
- 50,889(indirect: By Trust)
Common Stock
- 11,435(indirect: By Trust)
Common Stock
- 250,000(indirect: By 2017-4 GRAT)
Common Stock
- 50,889(indirect: By Trust)
Common Stock
- 50,889(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The reported securities are included within 1,130,582 immediately separable Units purchased by the reporting person for $8.845 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase 0.60 of a share of Common Stock.
- [F2]Includes annuity distributions 20,043 shares from the 2014-4 Grantor Retained Annuity Trust, 1,336 shares from the 2014-5 Grantor Retained Annuity Trust and 1,336 shares from the 2014-6 Grantor Retained Annuity Trust to the reporting person on August 19, 2017 and represents a change in form of beneficial ownership.
- [F3]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose.