4//SEC Filing
THOMAS JOHN D 4
Accession 0001179110-17-013036
CIK 0000026076other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 6:42 PM ET
Size
18.9 KB
Accession
0001179110-17-013036
Insider Transaction Report
Form 4
THOMAS JOHN D
EVP/CFO
Transactions
- Exercise/Conversion
Common Stock
2017-10-01+7,929→ 16,123 total - Exercise/Conversion
Restricted Stock Units
2017-10-01−2,050→ 4,097 total→ Common Stock (2,050 underlying) - Exercise/Conversion
Restricted Stock Units
2017-10-01−2,036→ 6,108 total→ Common Stock (2,036 underlying) - Tax Payment
Common Stock
2017-10-01$51.00/sh−2,982$152,082→ 13,141 total - Exercise/Conversion
Restricted Stock Units
2017-10-01−1,950→ 1,947 total→ Common Stock (1,950 underlying) - Exercise/Conversion
Restricted Stock Units
2017-10-01−1,893→ 0 total→ Common Stock (1,893 underlying)
Holdings
- 100(indirect: By IRA)
Common Stock
- 14,625(indirect: By Trust)
Common Stock
- 2,172.816(indirect: By 401(k))
Common Stock
- 1,969.83(indirect: By Trust)
Common Stock
Footnotes (10)
- [F1]Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.
- [F10]This is the first of 4 vesting installments of RSU's granted to the Reporting Person on November 14, 2016. The remaining 6108 shares from such grant shall vest in 3 equal installments on October 1, 2018, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date.
- [F2]Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.
- [F3]Represents shares held by the Reporting Person's 401(k).
- [F4]Represents shares held by the John David Thomas IRA, of which the Reporting Person is the Trustee with full voting and disposition rights.
- [F5]Represents shares held by the John David Thomas 1998Trust, of which the Reporting Person is the Trustee with full voting and disposition rights.
- [F6]Represents the shares held by the Thomas Family 2009 Trust, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
- [F7]This is the fourth and final of 4 vesting installments of RSUs granted to the Reporting Person on December 12, 2013.
- [F8]This is the third of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2014. The remaining 1,947 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date.
- [F9]This is the second of 4 vesting installments of RSUs granted to the Reporting Person on November 6, 2015. The remaining 4097 shares from such grant shall vest in 2 equal installments on October 1, 2018 and 2019, subject to the Reporting Person's continuous service through such application vesting date.
Documents
Issuer
CUBIC CORP /DE/
CIK 0000026076
Entity typeother
Related Parties
1- filerCIK 0001205549
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 6:42 PM ET
- Size
- 18.9 KB