ZABLE WALTER C 4

4 · CUBIC CORP /DE/ · Filed Oct 3, 2017

Form 4

Period: 2017-10-01

DirectorVice President

Transactions

Tax Payment
Common Stock
2017-10-01$51.00/sh−171$8,721→ 2,461 total
Exercise/Conversion
Restricted Stock Units
2017-10-01−815→ 814 total
→ Common Stock (815 underlying)
Exercise/Conversion
Common Stock
2017-10-01+1,635→ 2,632 total
Exercise/Conversion
Restricted Stock Units
2017-10-01−820→ 0 total
→ Common Stock (820 underlying)

Holdings

Footnotes (7)

[F1]Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.
[F2]Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.
[F3]The Walter C. Zable Trust U/A/D 2/7/06, for which the Reporting Person is sole trustee.
[F4]W. Zable GST Trust FBO Walter C. Zable dtd 9/18/78 and restated 6/12/07, for which Reporting Person is sole trustee.
[F5]The reported securities are held in 3 trusts for the Reporting Person's children, for which Reporting Person is sole trustee.
[F6]This is the second and final of 2 vesting installments of RSUs granted to the Reporting Person on November 6, 2015.
[F7]This is the first of 2 vesting installments of RSU's granted to the Reporting Person on November 14, 2016. The remaining 814 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date.

Documents

1 file