Sankaty Davis, LLC 4
4 · Yuma Energy, Inc. · Filed Oct 4, 2017
Insider Transaction Report
Form 4
SANKATY CREDIT MEMBER, LLC
10% Owner
Holdings
- 1,607,301(indirect: See Footnotes)
See Footnote 1
Footnotes (2)
- [F1]No change in beneficial ownership reported. This Form 4 is being filed for the sole purpose of indicating that, as a result of the Issuer's issuance of 9,600,000 shares of common stock on October 3, 2017, the Reporting Persons no longer beneficially own more than 10% of the outstanding shares of the Issuer's common stock and therefore are no longer subject to Section 16.
- [F2]Bain Capital Credit Member, LLC ("BCCM) is the administrative member of Sankaty Davis, LLC ("Sankaty Davis"). As a result, BCCM may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by Sankaty Davis. BCCM disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.