Home/Filings/3/0001179110-17-013643
3//SEC Filing

HBM BioCapital II LP 3

Accession 0001179110-17-013643

CIK 0001624658other

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 9:36 PM ET

Size

5.9 KB

Accession

0001179110-17-013643

Insider Transaction Report

Form 3
Period: 2017-11-01
Holdings
  • Series C Convertible Preferred Stock

    Common Stock (140,841 underlying)
  • Series B Convertible Preferred Stock

    Common Stock (1,426,061 underlying)
Footnotes (2)
  • [F1]The Series B Convertible Preferred Stock is convertible into Common Stock of the Issuer on a 4.174-to-1 basis at any time at the holder's election, and has no expiration. The Series B Convertible Preferred Stock will automatically convert into Common Stock of the Issuer upon the closing of the Issuer's initial public offering.
  • [F2]The Series C Convertible Preferred Stock is convertible into Common Stock of the Issuer on a 4.174-to-1 basis at any time at the holder's election, and has no expiration. The Series C Convertible Preferred Stock will automatically convert into Common Stock of the Issuer upon the closing of the Issuer's initial public offering.

Issuer

Allena Pharmaceuticals, Inc.

CIK 0001624658

Entity typeother

Related Parties

1
  • filerCIK 0001721496

Filing Metadata

Form type
3
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 9:36 PM ET
Size
5.9 KB