Wilder John C Jr 4
4 · NRG ENERGY, INC. · Filed Nov 3, 2017
Insider Transaction Report
Form 4
Wilder John C Jr
Director
Transactions
- Award
Common Stock, par value $.01 per share
2017-11-01+17→ 22,713 total
Holdings
- 9,007,214(indirect: See Footnotes)
Common Stock, par value $.01 per share
Footnotes (4)
- [F1]Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
- [F2]Includes 34 dividend equivalent rights.
- [F3]Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC.
- [F4]The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.