4//SEC Filing
Anderson Eric 4
Accession 0001179110-17-014276
CIK 0001259515other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 7:44 PM ET
Size
15.3 KB
Accession
0001179110-17-014276
Insider Transaction Report
Form 4
CONTROL4 CORPCTRL
Anderson Eric
SVP of Products
Transactions
- Tax Payment
Common Stock
2017-11-15$33.12/sh−665$22,025→ 20,519 total - Tax Payment
Common Stock
2017-11-15$33.12/sh−665$22,025→ 21,270 total - Exercise/Conversion
Common Stock
2017-11-15+1,416→ 21,935 total - Exercise/Conversion
Performance-based Restricted Stock Units
2017-11-15−1,416→ 7,084 total→ Common Stock (1,416 underlying) - Exercise/Conversion
Common Stock
2017-11-15+1,416→ 21,184 total - Exercise/Conversion
Restricted Stock Units
2017-11-15−1,416→ 7,084 total→ Common Stock (1,416 underlying)
Holdings
- 28(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Each unit represents the right to receive, at settlement, one share of common stock at no cost.
- [F2]The minimum federal and state tax withholding due at the vesting of PSU was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Control4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F3]The minimum federal and state tax withholding due at the vesting of RSU was satisfied by Control4 through a net issuance of these shares, which were retained by Control4 as treasury stock, and the requisite withholding amount was paid to the relevant tax authorities by Conrol4 on behalf of the Reporting Person. We used the closing price of the shares on the day prior to the vest date for withholding calculations.
- [F4]Based on the Reporting Person's most recent 401(k) Plan statement.
- [F5]This PSU award was granted on January 1, 2016, and upon the certification that certain 2016 financial performance goals were achieved, these shares will vest as follows: 1/3 of the shares vested on February 10, 2017, and an additional 1/12 of the shares shall vest quarterly thereafter on the 15th of the first month in each of the following eight quarters, subject to the reporting person's continuous service to the Issuer on each such date.
- [F6]This RSU award was granted on January 1, 2016, and will vest as follows: 1/3 of the shares vested on February 10, 2017, and an additional 1/12 of the shares shall vest quarterly thereafter on the 15th of the first month in each of the following eight quarters, subject to the reporting person's continuous service to the Issuer on each such date.
Documents
Issuer
CONTROL4 CORP
CIK 0001259515
Entity typeother
Related Parties
1- filerCIK 0001582924
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 7:44 PM ET
- Size
- 15.3 KB