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Home/Filings/4/0001179110-17-014355
4//SEC Filing

Anderson Eric 4

Accession 0001179110-17-014355

CIK 0001259515other
View on SEC.govCompany Profile

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 11:47 AM ET

Size

16.6 KB

Accession

0001179110-17-014355

Insider Transaction Report

Form 4
Period: 2017-11-17
CONTROL4 CORPCTRL
Anderson Eric
SVP of Products
Transactions
  • Sale

    Common Stock

    2017-11-17$33.90/sh−7,083$240,114→ 21,270 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-11-17−7,083→ 417 total
    Exercise: $15.37Exp: 2024-12-30→ Common Stock (7,083 underlying)
  • Exercise/Conversion

    Common Stock

    2017-11-17$15.37/sh+7,083$108,866→ 28,353 total
  • Sale

    Common Stock

    2017-11-17$33.42/sh−18,266$610,450→ 3,004 total
  • Sale

    Common Stock

    2017-11-17$34.04/sh−4,167$141,845→ 21,270 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-11-17−4,167→ 1,449 total
    Exercise: $20.91Exp: 2024-02-27→ Common Stock (4,167 underlying)
  • Exercise/Conversion

    Common Stock

    2017-11-17$20.91/sh+4,167$87,132→ 25,437 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    28
Footnotes (7)
  • [F1]Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 18, 2017.
  • [F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $33.48 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  • [F3]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $33.64 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  • [F4]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $32.65 per share to $34.33 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  • [F5]Based on the Reporting Person's most recent 401(k) Plan statement.
  • [F6]Non-qualified Stock Options granted December 31, 2014, 10,000 shares were included in the original grant with vesting over four years. Note that this grant was split into this NSO of 7,500 shares and a related ISO of 2,500 shares.
  • [F7]Non-qualified Stock Options granted February 28, 2014 that vest over four years.

Documents

1 file

Issuer

CONTROL4 CORP

CIK 0001259515

→
Entity typeother

Related Parties

1
  • filerCIK 0001582924

Filing Metadata

Form type
4
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 11:47 AM ET
Size
16.6 KB
View on SEC.gov