Westfall Win 4

4 · Willdan Group, Inc. · Filed Dec 14, 2017

Form 4

Period: 2017-12-13

Director

Transactions

Exercise/Conversion
Common Stock
2017-12-13$2.48/sh+5,000$12,400→ 36,657 total
Exercise/Conversion
Stock Option (Right to Buy)
2017-12-13−5,000→ 0 total
Exercise: $4.01Exp: 2021-06-06→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock
2017-12-13$5.21/sh+2,000$10,420→ 43,657 total
Exercise/Conversion
Common Stock
2017-12-13$1.80/sh+5,000$9,000→ 26,657 total
Exercise/Conversion
Common Stock
2017-12-13$1.87/sh+5,000$9,350→ 31,657 total
Exercise/Conversion
Stock Option (Right to Buy)
2017-12-13−5,000→ 0 total
Exercise: $1.87Exp: 2019-06-08→ Common Stock (5,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2017-12-13−5,000→ 0 total
Exercise: $2.48Exp: 2020-06-07→ Common Stock (5,000 underlying)
Exercise/Conversion
Common Stock
2017-12-13$4.01/sh+5,000$20,050→ 41,657 total
Exercise/Conversion
Stock Option (Right to Buy)
2017-12-13−5,000→ 0 total
Exercise: $1.80Exp: 2022-06-04→ Common Stock (5,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2017-12-13−2,000→ 0 total
Exercise: $5.21Exp: 2018-06-10→ Common Stock (2,000 underlying)

Footnotes (6)

[F1]Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019.
[F2]The option became exercisable in two equal installments on each of June 4, 2013 and June 4, 2014.
[F3]The option became exercisable in two equal installments on each of June 8, 2010 and June 8, 2011.
[F4]The option became exercisable in two equal installments on each of June 7, 2011 and June 7, 2012.
[F5]The option became exercisable in two equal installments on each of June 6, 2012 and June 6, 2013.
[F6]The option became exercisable in two equal installments on each of June 10, 2009 and June 10, 2010.

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