4//SEC Filing
YARMUTH WILLIAM B 4
Accession 0001179110-17-015583
CIK 0000799231other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 10:16 AM ET
Size
30.1 KB
Accession
0001179110-17-015583
Insider Transaction Report
Form 4
YARMUTH WILLIAM B
DirectorCEO10% Owner
Transactions
- Tax Payment
Common Stock
2017-12-15$57.40/sh−6,028$346,007→ 435,913 total - Exercise/Conversion
Option (right to buy)
2017-12-15$36.03/sh−5,350$192,761→ 16,050 totalExercise: $36.03Exp: 2026-03-03→ Common Stock (5,350 underlying) - Exercise/Conversion
Common Stock
2017-12-15$33.27/sh+10,400$346,008→ 441,941 total - Exercise/Conversion
Common Stock
2017-12-15$24.28/sh+18,900$458,892→ 454,813 total - Tax Payment
Common Stock
2017-12-15$57.40/sh−7,995$458,913→ 446,818 total - Tax Payment
Common Stock
2017-12-15$57.40/sh−3,358$192,749→ 448,810 total - Tax Payment
Common Stock
2017-12-15$57.40/sh−6,430$369,082→ 452,280 total - Exercise/Conversion
Option (right to buy)
2017-12-15$24.28/sh−18,900$458,892→ 6,300 totalExercise: $24.28Exp: 2024-03-16→ Common Stock (18,900 underlying) - Exercise/Conversion
Common Stock
2017-12-15$36.03/sh+5,350$192,761→ 452,168 total - Exercise/Conversion
Common Stock
2017-12-15$37.28/sh+9,900$369,072→ 458,710 total - Exercise/Conversion
Option (right to buy)
2017-12-15$33.27/sh−10,400$346,008→ 0 totalExercise: $33.27Exp: 2019-02-08→ Common Stock (10,400 underlying) - Exercise/Conversion
Option (right to buy)
2017-12-15$37.28/sh−9,900$369,072→ 9,900 totalExercise: $37.28Exp: 2025-03-01→ Common Stock (9,900 underlying)
Holdings
- 25,274(indirect: By Partnership)
Common Stock
- 16,100
Option (right to buy)
Exercise: $49.05Exp: 2027-03-09→ Common Stock (16,100 underlying) - 5,924(indirect: By Trust)
Common Stock
- 51,205(indirect: By Spouse)
Common Stock
- 9,000
Option (right to buy)
Exercise: $40.13Exp: 2019-12-13→ Common Stock (9,000 underlying)
Footnotes (15)
- [F1]5,924 shares consist of 2 individual trusts FBO J.J. Yarmuth and Jacob J. Yarmuth.
- [F10]The option became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
- [F11]The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
- [F12]Reflects 6,028 shares withheld to pay the exercise price upon the exercise of stock options issued in accordance with Rule 16b-3. No shares were sold by the reporting person.
- [F13]Reflects 7,995 shares withheld to pay the exercise price upon the exercise of stock options issued in accordance with Rule 16b-3. No shares were sold by the reporting person.
- [F14]Reflects 3,358 shares withheld to pay the exercise price upon the exercise of stock options issued in accordance with Rule 16b-3. No shares were sold by the reporting person.
- [F15]Reflects 6,430 shares withheld to pay the exercise price upon the exercise of stock options issued in accordance with Rule 16b-3. No shares were sold by the reporting person.
- [F2]Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- [F3]The option became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
- [F4]The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- [F5]The reporting person may also be deemed to be the indirect beneficial owner of 13,000 shares of common stock held in the William B. Yarmuth Family Foundation, Inc., a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934.
- [F6]The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F7]Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- [F8]The option became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- [F9]The option became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
Documents
Issuer
ALMOST FAMILY INC
CIK 0000799231
Entity typeother
Related Parties
1- filerCIK 0001263899
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 10:16 AM ET
- Size
- 30.1 KB