Home/Filings/4/0001179110-17-015885
4//SEC Filing

Stewart David Kent 4

Accession 0001179110-17-015885

CIK 0000820027other

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 4:07 PM ET

Size

14.1 KB

Accession

0001179110-17-015885

Insider Transaction Report

Form 4
Period: 2017-12-22
Stewart David Kent
Sr Vice Pres and Controller
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2017-12-2211,8740 total
    Exercise: $37.23Exp: 2020-02-09Common Stock (11,874 underlying)
  • Sale

    Common Stock

    2017-12-22$171.50/sh4,817$826,14017,853 total
  • Tax Payment

    Common Stock

    2017-12-22$171.70/sh7,057$1,211,68722,670 total
  • Exercise/Conversion

    Common Stock

    2017-12-22$37.23/sh+11,874$442,06929,727 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    257.232
Footnotes (2)
  • [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 22, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F2]Fully vested.

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

Entity typeother

Related Parties

1
  • filerCIK 0001335728

Filing Metadata

Form type
4
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 4:07 PM ET
Size
14.1 KB