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AMERIPRISE FINANCIAL INC·4

Dec 27, 4:07 PM ET

Stewart David Kent 4

4 · AMERIPRISE FINANCIAL INC · Filed Dec 27, 2017

Insider Transaction Report

Form 4
Period: 2017-12-22
AMERIPRISE FINANCIAL INCAMP
Stewart David Kent
Sr Vice Pres and Controller
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2017-12-22−11,874→ 0 total
    Exercise: $37.23Exp: 2020-02-09→ Common Stock (11,874 underlying)
  • Sale

    Common Stock

    2017-12-22$171.50/sh−4,817$826,140→ 17,853 total
  • Tax Payment

    Common Stock

    2017-12-22$171.70/sh−7,057$1,211,687→ 22,670 total
  • Exercise/Conversion

    Common Stock

    2017-12-22$37.23/sh+11,874$442,069→ 29,727 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    257.232
Footnotes (2)
  • [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 22, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F2]Fully vested.

Documents

2 files