4//SEC Filing
YARMUTH WILLIAM B 4
Accession 0001179110-17-015938
CIK 0000799231other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:27 PM ET
Size
15.3 KB
Accession
0001179110-17-015938
Insider Transaction Report
Form 4
YARMUTH WILLIAM B
DirectorCEO10% Owner
Transactions
- Tax Payment
Common Stock
2017-12-29$55.00/sh−33,484$1,841,620→ 418,796 total
Holdings
- 5,924(indirect: By Trust)
Common Stock
- 16,100
Option (right to buy)
Exercise: $49.05Exp: 2027-03-09→ Common Stock (16,100 underlying) - 9,000
Option (right to buy)
Exercise: $40.13Exp: 2019-12-13→ Common Stock (9,000 underlying) - 9,900
Option (right to buy)
Exercise: $37.28Exp: 2025-03-01→ Common Stock (9,900 underlying) - 16,050
Option (right to buy)
Exercise: $36.03Exp: 2026-03-03→ Common Stock (16,050 underlying) - 51,205(indirect: By Spouse)
Common Stock
- 25,274(indirect: By Partnership)
Common Stock
- 6,300
Option (right to buy)
Exercise: $24.28Exp: 2024-03-16→ Common Stock (6,300 underlying)
Footnotes (11)
- [F1]5,924 shares consist of 2 individual trusts FBO J.J. Yarmuth and Jacob J. Yarmuth.
- [F10]The initial option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
- [F11]Payment of tax liability by delivery of securities in connection with vesting of previously issued shares of restricted stock in accordance with Rule 16b-3.
- [F2]Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- [F3]The option became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- [F4]The reporting person may also be deemed to be the indirect beneficial owner of 13,000 shares of common stock held in the William B. Yarmuth Family Foundation, Inc., a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, the reporting person does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary interest for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934.
- [F5]The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F6]Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- [F7]The initial option for 25,200 shares became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- [F8]The initial option for 19,800 shares became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
- [F9]The initial option for 21,400 shares became exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
Documents
Issuer
ALMOST FAMILY INC
CIK 0000799231
Entity typeother
Related Parties
1- filerCIK 0001263899
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 4:27 PM ET
- Size
- 15.3 KB