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GTX INC /DE/·4

Jan 3, 6:24 PM ET

DOGGRELL HENRY PATTON 4

4 · GTX INC /DE/ · Filed Jan 3, 2018

Insider Transaction Report

Form 4
Period: 2018-01-01
GTX INC /DE/GTXI
DOGGRELL HENRY PATTON
Vice President and Secretary
Transactions
  • Tax Payment

    Common Stock

    2018-01-01$12.71/sh−4,345$55,225→ 55,946 total
  • Award

    Employee Stock Option (Right to Buy)

    2018-01-01+45,000→ 45,000 total
    Exercise: $12.71Exp: 2027-12-31→ Common Stock (45,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    217

  • Common Stock

    (indirect: By Trust)
    500

  • Common Stock

    (indirect: By Trust)
    217

  • Common Stock

    (indirect: By Spouse)
    664

  • Common Stock

    (indirect: By IRA)
    400

  • Common Stock

    (indirect: By Spouse)
    2,547
Footnotes (3)
  • [F1]Shares withheld by the Issuer pursuant to the Rule 16b-3(e) exemption to satisfy tax withholding obligations arising out of the vesting of a portion of previously granted restricted stock units.
  • [F2]The reporting person disclaims beneficial ownership of these securities except to the extend of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or any other purpose.
  • [F3]The option vests and is exercisable in 3 equal annual installments beginning January 1, 2021.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -