Stewart David Kent 4
4 · AMERIPRISE FINANCIAL INC · Filed Jan 30, 2018
Insider Transaction Report
Form 4
Stewart David Kent
Sr Vice Pres and Controller
Transactions
- Award
Common Stock
2018-01-26+334→ 18,187 total - Award
Employee Stock Option (right to buy)
2018-01-26+2,285→ 2,285 totalExercise: $179.84Exp: 2028-01-26→ Common Stock (2,285 underlying)
Holdings
- 257.004(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 26, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018.