4//SEC Filing
Maglaque Charles Neal 4
Accession 0001179110-18-001245
CIK 0000820027other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 4:20 PM ET
Size
11.8 KB
Accession
0001179110-18-001245
Insider Transaction Report
Form 4
Maglaque Charles Neal
Pres. Advice & Wealth Mgt, COO
Transactions
- Award
Common Stock
2018-01-26+2,313→ 13,644 total - Award
Employee Stock Option (right to buy)
2018-01-26+11,880→ 11,880 totalExercise: $179.84Exp: 2028-01-26→ Common Stock (11,880 underlying)
Holdings
- 373.242(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 26, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeother
Related Parties
1- filerCIK 0001552029
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 4:20 PM ET
- Size
- 11.8 KB