AMERIPRISE FINANCIAL INC·4

Jan 30, 4:21 PM ET

Williams William Jerryl 4

4 · AMERIPRISE FINANCIAL INC · Filed Jan 30, 2018

Insider Transaction Report

Form 4
Period: 2018-01-26
Williams William Jerryl
EVP, AMP Franchise Group
Transactions
  • Award

    Common Stock

    2018-01-26+3,03014,480 total
  • Award

    Employee Stock Option (right to buy)

    2018-01-26+15,56415,564 total
    Exercise: $179.84Exp: 2028-01-26Common Stock (15,564 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    55.604
Footnotes (3)
  • [F1]Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021.
  • [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 26, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
  • [F3]One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -