4//SEC Filing
Medici Frank 4
Accession 0001179110-18-001585
CIK 0001428336other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 8:27 PM ET
Size
12.7 KB
Accession
0001179110-18-001585
Insider Transaction Report
Form 4
Medici Frank
Director
Transactions
- Award
Common Stock
2018-02-01+3,273→ 9,654 total - Award
Common Stock
2018-02-01+1,091→ 10,745 total
Holdings
- 15,000
Stock Option (right to buy)
Exercise: $21.27Exp: 2026-02-01→ Common Stock (15,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $25.39Exp: 2025-03-26→ Common Stock (15,000 underlying) - 22,500
Stock Option (right to buy)
Exercise: $14.00Exp: 2024-07-30→ Common Stock (22,500 underlying) - 6,354,661(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]These securities are held of record by Berkley Capital Investors, L.P., a Delaware limited partnership ("Berkley Investors"). Berkley Capital, LLC, a Delaware limited liability company ("Berkley Capital") is the general partner of Berkley Investors. Berkley Capital is an indirect, wholly owned subsidiary of W. R. Berkley Corporation, a Delaware corporation ("W. R. Berkley"), and as such beneficial ownership of all securities held of record by Berkley Investors may be deemed attributable to W. R. Berkley. The reporting person is President of Berkley Capital. The reporting person disclaims beneficial ownership of the securities held of record by Berkley Investors and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purposes.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,636 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2019. Vested shares will be delivered to the reporting person upon the earlier of a change of control of the issuer (as defined in the issuer's 2014 equity incentive plan), or the reporting person's termination of service (as defined in the issuer's 2014 equity incentive plan), or the reporting person's death.
- [F3]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 272 shares on February 1, 2018. The remaining restricted stock units vest in three equal installments of 273 shares on May 1, 2018; August 1, 2018; and November 1, 2018. Vested shares will be delivered to the reporting person upon the earlier of a change of control of the issuer (as defined in the issuer's 2014 equity incentive plan), or the reporting person's termination of service (as defined in the issuer's 2014 equity incentive plan), or the reporting person's death.
- [F4]The option is immediately exercisable.
Documents
Issuer
HEALTHEQUITY INC
CIK 0001428336
Entity typeother
Related Parties
1- filerCIK 0001614857
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 8:27 PM ET
- Size
- 12.7 KB