Stewart David Kent 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 6, 2018
Insider Transaction Report
Form 4
Stewart David Kent
Sr Vice Pres and Controller
Transactions
- Tax Payment
Common Stock
2018-02-02$167.50/sh−47$7,873→ 18,072 total - Award
Phantom Stock
2018-02-02$167.50/sh+67.164$11,250→ 11,391.26 total→ Common Stock (67.164 underlying)
Holdings
- 257.207(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock
- [F2]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F3]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.