4//SEC Filing
Maglaque Charles Neal 4
Accession 0001179110-18-001661
CIK 0000820027other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 5:04 PM ET
Size
11.0 KB
Accession
0001179110-18-001661
Insider Transaction Report
Form 4
Maglaque Charles Neal
Pres. Advice & Wealth Mgt, COO
Transactions
- Award
Common Stock
2018-02-02+2,625→ 16,097 total - Tax Payment
Common Stock
2018-02-02$167.50/sh−1,287$215,573→ 14,810 total - Tax Payment
Common Stock
2018-02-02$167.50/sh−227$38,023→ 14,583 total - Award
Phantom Stock
2018-02-02$167.50/sh+331.343$55,500→ 1,416.251 total→ Common Stock (331.343 underlying)
Holdings
- 373.972(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 5, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F2]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F3]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeother
Related Parties
1- filerCIK 0001552029
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 5:04 PM ET
- Size
- 11.0 KB