STUTZ CARIN 4
4 · RED ROBIN GOURMET BURGERS INC · Filed Feb 28, 2018
Insider Transaction Report
Form 4
STUTZ CARIN
Chief Operating Officer
Transactions
- Tax Payment
Common Stock
2018-02-26$53.50/sh−185$9,898→ 4,734 total
Holdings
- 4,830(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]In connection with the vesting of 639 time-based restricted stock units, which were granted on February 24, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 185 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- [F2]Includes 3,392 shares subject to vesting and forfeiture restrictions.
- [F3]Includes 384 shares acquired under the Amended and Restated Employee Stock Purchase Plan on December 29, 2017.
- [F4]The shares are held indirectly by the reporting person as trustee of Carin L. Stutz Revocable Trust U/A 2/3/2005.