Bishop Greg 4

Accession 0001179110-18-003984

CIK 0001259515other

View on SEC.gov Company Profile

Filed

Mar 8, 7:00 PM ET

Accepted

Mar 9, 5:42 PM ET

Size

74.0 KB

Accession

0001179110-18-003984

Insider Transaction Report

Form 4

Period: 2018-03-08

CONTROL4 CORPCTRL

Bishop Greg

GC, Chief Compl. Officer, Sec

Transactions

Exercise/Conversion
Common Stock
2018-03-08$9.93/sh+9,757$96,887→ 20,715 total
Exercise/Conversion
Common Stock
2018-03-08$20.91/sh+105$2,196→ 11,063 total
Exercise/Conversion
Common Stock
2018-03-08$15.37/sh+1,600$24,592→ 12,558 total
Exercise/Conversion
Common Stock
2018-03-08$11.28/sh+1,247$14,066→ 12,205 total
Exercise/Conversion
Common Stock
2018-03-08$11.28/sh+6,937$78,249→ 17,895 total
Exercise/Conversion
Common Stock
2018-03-08$6.14/sh+4,423$27,157→ 15,381 total
Sale
Common Stock
2018-03-08$25.00/sh−108$2,700→ 10,958 total
Sale
Common Stock
2018-03-08$25.00/sh−105$2,625→ 10,958 total
Sale
Common Stock
2018-03-08$25.01/sh−1,923$48,094→ 10,958 total
Sale
Common Stock
2018-03-08$25.06/sh−9,626$241,228→ 10,958 total
Exercise/Conversion
Common Stock
2018-03-08$6.14/sh+9,778$60,037→ 20,736 total
Sale
Common Stock
2018-03-08$25.06/sh−9,778$245,037→ 10,958 total
Sale
Common Stock
2018-03-08$25.06/sh−9,757$244,510→ 10,958 total
Exercise/Conversion
Common Stock
2018-03-08$6.34/sh+7,692$48,767→ 18,650 total
Sale
Common Stock
2018-03-08$25.00/sh−208$5,200→ 10,958 total
Exercise/Conversion
Common Stock
2018-03-08$4.89/sh+1,923$9,403→ 12,881 total
Exercise/Conversion
Common Stock
2018-03-08$4.89/sh+9,626$47,071→ 20,584 total
Sale
Common Stock
2018-03-08$25.01/sh−1,600$40,016→ 10,958 total
Sale
Common Stock
2018-03-08$25.00/sh−1,247$31,175→ 10,958 total
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−1,600→ 0 total
Exercise: $15.37Exp: 2024-12-30→ Common Stock (1,600 underlying)
Sale
Common Stock
2018-03-08$25.06/sh−6,937$173,841→ 10,958 total
Sale
Common Stock
2018-03-08$25.07/sh−7,692$192,838→ 10,958 total
Sale
Common Stock
2018-03-08$25.04/sh−4,423$110,752→ 10,958 total
Exercise/Conversion
Common Stock
2018-03-08$11.28/sh+108$1,218→ 11,066 total
Exercise/Conversion
Common Stock
2018-03-08$15.37/sh+208$3,197→ 11,166 total
Exercise/Conversion
Common Stock
2018-03-08$4.89/sh+4,807$23,506→ 15,765 total
Sale
Common Stock
2018-03-08$25.04/sh−4,807$120,367→ 10,958 total
Sale
Common Stock
2018-03-08$25.06/sh−9,774$244,936→ 1,184 total
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−1,247→ 0 total
Exercise: $11.28Exp: 2023-06-10→ Common Stock (1,247 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−9,757→ 4,666 total
Exercise: $9.93Exp: 2022-12-25→ Common Stock (9,757 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−7,692→ 0 total
Exercise: $6.34Exp: 2021-12-28→ Common Stock (7,692 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−4,423→ 10,000 total
Exercise: $6.14Exp: 2021-05-25→ Common Stock (4,423 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−208→ 2,084 total
Exercise: $15.37Exp: 2024-12-30→ Common Stock (208 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−105→ 0 total
Exercise: $20.91Exp: 2024-02-27→ Common Stock (105 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−9,626→ 0 total
Exercise: $4.89Exp: 2018-05-21→ Common Stock (9,626 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−9,778→ 222 total
Exercise: $6.14Exp: 2021-05-25→ Common Stock (9,778 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−6,937→ 108 total
Exercise: $11.28Exp: 2023-06-10→ Common Stock (6,937 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−4,807→ 0 total
Exercise: $4.89Exp: 2020-01-14→ Common Stock (4,807 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−108→ 0 total
Exercise: $11.28Exp: 2023-06-10→ Common Stock (108 underlying)
Exercise/Conversion
Stock Option (right to buy)
2018-03-08−1,923→ 0 total
Exercise: $4.89Exp: 2018-12-18→ Common Stock (1,923 underlying)

Holdings

Common Stock
(indirect: By 401(k))
454

Footnotes (26)

[F1]Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2017.
[F10]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F11]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F12]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F13]Based on the Reporting Person's most recent 401(k) Plan statement.
[F14]Non-qualified Stock Options granted December 31, 2014 that vest over four years.
[F15]Non-qualified Stock Options granted June 11, 2013, which vested over 4 years and are now fully vested and exercisable.
[F16]Incentive Stock Options granted June 11, 2013, which vested over 4 years and are now fully vested and exercisable.
[F17]Incentive Stock Options granted December 26, 2012, which vested over 4 years and are now fully vested and exercisable.
[F18]Incentive Stock Options granted December 29, 2011, which vested over 4 years and are now fully vested and exercisable.
[F19]Incentive Stock Options granted May 26, 2011, which vested over 4 years and are now fully vested and exercisable.
[F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.08 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F20]Incentive Stock Options granted June 11, 2013, which vested over 4 years and are now fully vested and exercisable.
[F21]Incentive Stock Options granted December 31, 2014 that vest over four years.
[F22]Incentive Stock Options granted January 15, 2010, which vested over 4 years and are now fully vested and exercisable.
[F23]Incentive Stock Options granted February 28, 2014, which vested over 4 years and are now fully vested and exercisable.
[F24]Incentive Stock Options granted December 19, 2008, which vested over 4 years and are now fully vested and exercisable.
[F25]Incentive Stock Options granted May 22, 2008, which vested over 4 years and are now fully vested and exercisable.
[F26]Incentive Stock Options granted May 26, 2011, which vested over 4 years and are now fully vested and exercisable.
[F3]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.09 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F4]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.20 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F5]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F6]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.20 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F7]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F8]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.18 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F9]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.08 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

CONTROL4 CORP

CIK 0001259515

→

Entity typeother

Related Parties

filerCIK 0001582153

Filing Metadata

Form type: 4
Filed: Mar 8, 7:00 PM ET
Accepted: Mar 9, 5:42 PM ET
Size: 74.0 KB

View on SEC.gov