CONTROL4 CORP|4Mar 9, 5:48 PM ET

Bishop Greg 4

4 · CONTROL4 CORP · Filed Mar 9, 2018

Form 4

Period: 2018-03-09

GC, Chief Compl. Officer, Sec

Transactions

Exercise/Conversion
Common Stock
2018-03-09$9.93/sh+4,666$46,333→ 5,850 total
Sale
Common Stock
2018-03-09$25.26/sh−222$5,608→ 1,184 total
Sale
Common Stock
2018-03-09$25.32/sh−1,184$29,979→ 0 total
Sale
Common Stock
2018-03-09$25.19/sh−4,666$117,537→ 1,184 total
Exercise/Conversion
Stock Option (right to buy)
2018-03-09−4,666→ 0 total
Exercise: $9.93Exp: 2022-12-25→ Common Stock (4,666 underlying)
Exercise/Conversion
Common Stock
2018-03-09$6.14/sh+222$1,363→ 1,406 total
Exercise/Conversion
Stock Option (right to buy)
2018-03-09−222→ 0 total
Exercise: $6.14Exp: 2021-05-25→ Common Stock (222 underlying)

Holdings

Footnotes (6)

[F1]Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2017.
[F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.50 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F3]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.22 per share to $25.48 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F4]Based on the Reporting Person's most recent 401(k) Plan statement.
[F5]Incentive Stock Options granted December 26, 2012, which vested over 4 years and are now fully vested and exercisable.
[F6]Incentive Stock Options granted May 26, 2011, which vested over 4 years and are now fully vested and exercisable.

Documents

1 file