4//SEC Filing
LILLY BRIAN F 4
Accession 0001179110-18-004232
CIK 0001475841other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 7:54 PM ET
Size
36.7 KB
Accession
0001179110-18-004232
Insider Transaction Report
Form 4
LILLY BRIAN F
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2018-03-12$19.08/sh+9,064$172,941→ 191,572 total - Exercise/Conversion
Common Stock
2018-03-12$20.00/sh+1,718$34,360→ 193,290 total - Exercise/Conversion
Common Stock
2018-03-12$18.09/sh+16,300$294,867→ 170,608 total - Exercise/Conversion
Common Stock
2018-03-12$18.92/sh+11,900$225,148→ 182,508 total - Exercise/Conversion
Common Stock
2018-03-13$20.00/sh+5,672$113,440→ 134,749 total - Sale
Common Stock
2018-03-13$33.81/sh−15,376$519,903→ 126,482 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-03-12−25,231→ 0 totalExercise: $20.00Exp: 2022-02-27→ Common Stock (25,231 underlying) - Exercise/Conversion
Common Stock
2018-03-09$20.00/sh+74,769$1,495,380→ 203,846 total - Sale
Common Stock
2018-03-12$33.81/sh−64,213$2,170,772→ 129,077 total - Exercise/Conversion
Common Stock
2018-03-13$19.56/sh+7,109$139,052→ 141,858 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-03-12−1,718→ 5,672 totalExercise: $20.00Exp: 2023-05-02→ Common Stock (1,718 underlying) - Sale
Common Stock
2018-03-09$33.52/sh−74,769$2,505,950→ 129,077 total - Exercise/Conversion
Common Stock
2018-03-12$20.00/sh+25,231$504,620→ 154,308 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-03-12−16,300→ 0 totalExercise: $18.09Exp: 2023-05-02→ Common Stock (16,300 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-03-12−11,900→ 0 totalExercise: $18.92Exp: 2024-04-29→ Common Stock (11,900 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-03-12−9,064→ 4,534 totalExercise: $19.08Exp: 2025-04-28→ Common Stock (9,064 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-03-13−5,672→ 0 totalExercise: $20.00Exp: 2023-05-02→ Common Stock (5,672 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-03-09−74,769→ 25,231 totalExercise: $20.00Exp: 2022-02-27→ Common Stock (74,769 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-03-13−7,109→ 14,218 totalExercise: $19.56Exp: 2026-03-01→ Common Stock (7,109 underlying)
Footnotes (8)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.62, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.80 to $33.89, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.80 to $33.92, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015.
- [F5]Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.
- [F6]Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017.
- [F7]Time-vested stock option award. Stock options vest in equal installments on April 28, 2016, April 28, 2017, and April 28, 2018.
- [F8]Time-vested stock option award. Stock options vest in equal installments on April 28, 2017, April 28, 2018, and April 28, 2019.
Documents
Issuer
National Bank Holdings Corp
CIK 0001475841
Entity typeother
Related Parties
1- filerCIK 0001275309
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 7:54 PM ET
- Size
- 36.7 KB