SCHOTT STEVAN R 4

Accession 0001179110-18-004263

CIK 0000812701other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 8:57 PM ET

Size

18.2 KB

Accession

0001179110-18-004263

Form 4

Period: 2018-03-09

Vice President & CFO

Transactions

Disposition to Issuer
Employee Stock Option (Right-to-Buy)
2018-03-09$21.50/sh−22,601$485,922→ 0 total
Exercise: $14.37From: 2018-03-02Exp: 2024-03-02→ Common Stock (22,601 underlying)
Disposition to Issuer
Employee Stock Option (Right-to-Buy)
2018-03-09$21.50/sh−23,473$504,670→ 0 total
Exercise: $14.06From: 2017-02-25Exp: 2023-02-25→ Common Stock (23,473 underlying)
Disposition to Issuer
Common Stock
2018-03-09$21.50/sh−51,900$1,115,850→ 0 total
Disposition to Issuer
Employee Stock Option (Right-to-Buy)
2018-03-09$21.50/sh−9,242$198,703→ 0 total
Exercise: $14.94From: 2013-03-02Exp: 2019-03-02→ Common Stock (9,242 underlying)
Disposition to Issuer
Employee Stock Option (Right-to-Buy)
2018-03-09$21.50/sh−16,630$357,545→ 0 total
Exercise: $17.17From: 2014-02-27Exp: 2020-02-27→ Common Stock (16,630 underlying)
Disposition to Issuer
Employee Stock Option (Right-to-Buy)
2018-03-09$21.50/sh−18,415$395,923→ 0 total
Exercise: $21.31From: 2015-05-14Exp: 2021-05-14→ Common Stock (18,415 underlying)
Disposition to Issuer
Employee Stock Option (Right-to-Buy)
2018-03-09$21.50/sh−25,750$553,625→ 0 total
Exercise: $20.86From: 2016-02-25Exp: 2022-02-25→ Common Stock (25,750 underlying)

Footnotes (2)

[F1]On September 21, 2017, Calgon Carbon Corporation (the "Company"), Kuraray Co., Ltd., a company organized under the laws of Japan ("Kuraray"), Kuraray Holdings U.S.A., Inc., a Delaware corporation ("Parent") and KJ Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), entered into an Agreement and Plan of Merger (the "merger agreement"), pursuant to which, on March 9, 2018, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent, and an indirect wholly owned subsidiary of Kuraray. On March 9, 2018, each issued and outstanding share of Company common stock was automatically converted into the right to receive cash in an amount equal to $21.50, without interest (the "merger consideration").
[F2]Pursuant to the merger agreement, on March 9, 2018, each outstanding and unexercised option to purchase shares of Company common stock (each, an "option"), whether vested or unvested, terminated and was converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Company common stock previously subject to such option and (2) the excess, if any, of the merger consideration over the exercise price per share set forth in such option.

Documents

1 file

CALGON CARBON Corp

CIK 0000812701

Entity typeother