Bradley Faeth 4
4 · New York & Company, Inc. · Filed Mar 23, 2018
Insider Transaction Report
Form 4
Bradley Faeth
EVP, Human Resources
Transactions
- Award
Common Stock
2018-03-20$2.74/sh+6,376$17,470→ 126,128 total - Award
Common Stock
2018-03-20+6,376→ 132,504 total
Footnotes (3)
- [F1]The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee.
- [F2]The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested DSUs equal to the fair market value on the date of grant, which vest on the third anniversary of the date of grant.
- [F3]Includes 96,882 shares of common stock; 7,811 vested deferred stock units; 613 deferred stock units which vest on August 31, 2018; 822 deferred stock units which vest on August 31, 2020; 6,376 deferred stock units which vest on March 20, 2021; and 20,000 shares of restricted stock which vest on August 22, 2019.