Home/Filings/4/0001179110-18-005335
4//SEC Filing

SHERMYEN JOHN 4

Accession 0001179110-18-005335

CIK 0000799231other

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 6:48 PM ET

Size

12.4 KB

Accession

0001179110-18-005335

Insider Transaction Report

Form 4
Period: 2018-03-31
SHERMYEN JOHN
SVP Healthcare Innovations
Transactions
  • Disposition to Issuer

    Option (right to buy)

    2018-04-018000 total
    Exercise: $49.05Exp: 2027-03-09Common Stock (800 underlying)
  • Disposition to Issuer

    Common Stock

    2018-03-31$56.00/sh2,609$146,10477,255 total
  • Disposition to Issuer

    Common Stock

    2018-04-0177,2550 total
  • Disposition to Issuer

    Option (right to buy)

    2018-04-011,1000 total
    Exercise: $36.03Exp: 2026-03-03Common Stock (1,100 underlying)
Footnotes (6)
  • [F1]Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
  • [F2]The option would have vested in four equal annual installments beginning March 4, 2016; however, the vesting of this option was accelerated in connection with the transactions contemplated by the Merger Agreement.
  • [F3]The option would have vested in four equal annual installments beginning March 10, 2017; however, the vesting of this option was accelerated in connection with the transactions contemplated by the Merger Agreement.
  • [F4]Payment of tax liability by delivery of securities in connection with vesting of previously issued shares of restricted stock in accordance with Rule 16b-3.
  • [F5]Pursuant to the Agreement and Plan of Merger, dated as of November 15, 2017 (the "Merger Agreement"), by and among the Issuer, LHC Group, Inc. ("LHC Group"), and Hammer Merger Sub, Inc., a wholly owned subsidiary of LHC Group ("Merger Sub"), each share of the Issuer's common stock was converted to 0.9150 shares of LHC Group common stock, with any fractional shares being paid out in cash. The shares of common stock of LHC Group had a market value of $61.56 per share as of the close of trading on NASDAQ on March 29, 2018, the last trading day immediately preceding April 1, 2018, the effective date of the merger.
  • [F6]Pursuant to the Merger Agreement, each option to purchase shares of the Issuer's common stock, whether vested or unvested, that was outstanding immediately prior to the effective time of the merger was converted into an option to purchase, on the same terms and conditions as were applicable under the Issuer stock option immediately prior to the effective time of the merger, a number of shares of LHC Group common stock (rounded down to the nearest whole share) equal to the product obtained by multiplying (x) the total number of shares of Issuer common stock subject to the Issuer option by (y) 0.9150, at a per share exercise price, rounded up to the nearest whole cent, equal to the quotient obtained by dividing (i) the per share exercise price for each share of Issuer common stock subject to the Issuer option by (ii) 0.9150.

Issuer

ALMOST FAMILY INC

CIK 0000799231

Entity typeother

Related Parties

1
  • filerCIK 0001419964

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 6:48 PM ET
Size
12.4 KB