4//SEC Filing
Summit Partners Private Equity Fund VII B L P 4
Accession 0001179110-18-005948
CIK 0001333835other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 4:07 PM ET
Size
336.1 KB
Accession
0001179110-18-005948
Insider Transaction Report
Form 4
Casa Systems IncCASA
SUMMIT MASTER COMPANY, LLC
10% OwnerOther
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
Summit Partners PE VII, LLC
10% OwnerOther
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
Summit Partners PE VII, L.P.
10% OwnerOther
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
Summit Investors I, LLC
10% Owner
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
Summit Investors I (UK), L.P.
10% Owner
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
SUMMIT PARTNERS L P
10% OwnerOther
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
Summit Investors Management, LLC
10% OwnerOther
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
Transactions
- Sale
Common Stock
2018-04-30$25.00/sh−4,717,520$117,938,000→ 34,124,480 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Consists of 2,940,250 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 1,765,961 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 10,037 shares of common stock sold by Summit Investors I, LLC and 1,272 shares of common stock sold by Summit Investors I (UK), L.P.
- [F2]Of the shares sold by the reporting persons mentioned in footnote (1), the sale of 250,000 shares is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the purchase of 250,000 shares on December 19, 2017 at $13.0 per share. The reporting persons mentioned in footnote (1) have paid to the issuer an aggregate of $2,721,875.00, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- [F3]Consists of 21,268,476 shares of common stock held by Summit Partners Private Equity Fund VII-A, L.P., 12,774,194 shares of common stock held by Summit Partners Private Equity Fund VII-B, L.P., 72,605 shares of common stock issued held by Summit Investors I, LLC and 9,205 shares of common stock held by Summit Investors I (UK), L.P.
- [F4]Summit Partners, L.P. is the managing member of Summit Partners PE VII, LLC, which is the general partner of Summit Partners PE VII, L.P., which is the general partner of each of Summit Partners Private Equity Fund VII-A, L.P. and Summit Partners Private Equity Fund VII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC, and the general partner of Summit Investors I (UK), L.P. Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its investment committee responsible for voting and investment decisions with respect to the Issuer.
- [F5]Summit Partners, L.P., through a three-person investment committee responsible for voting and investment decisions with respect to the Issuer, currently comprised of Peter Y. Chung, Bruce R. Evans and Martin J. Mannion, has voting and dispositive power over the shares held by each of these entities and therefore may be deemed to beneficially own such shares. Each of the Summit entities and persons mentioned in this footnote disclaims beneficial ownership of the shares, except for those shares held of record by such entity, and except to the extent of their pecuniary interest therein.
Documents
Issuer
Casa Systems Inc
CIK 0001333835
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001385242
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 4:07 PM ET
- Size
- 336.1 KB