Moelis & Co·4

May 21, 4:29 PM ET

LEAMAN J RICHARD III 4

4 · Moelis & Co · Filed May 21, 2018

Insider Transaction Report

Form 4
Period: 2018-05-17
LEAMAN J RICHARD III
DirectorManaging Partner
Transactions
  • Award

    2014 Incentive Restricted Stock Units

    2018-05-17+128.7616,141.04 total
    Exercise: $0.00Class A Common Stock (128.76 underlying)
  • Award

    2014 Incentive RSUs Granted in 2015

    2018-05-17+298.2137,383.74 total
    Exercise: $0.00Class A Common Stock (298.21 underlying)
  • Award

    2015 Incentive RSUs

    2018-05-17+269.0433,727.15 total
    Exercise: $0.00Class A Common Stock (269.04 underlying)
  • Award

    2016 Incentive RSUs

    2018-05-17+84.4810,590.63 total
    Exercise: $0.00Class A Common Stock (84.48 underlying)
  • Award

    2017 Incentive RSUs

    2018-05-17+63.517,961.53 total
    Exercise: $0.00Class A Common Stock (63.51 underlying)
Footnotes (6)
  • [F1]Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
  • [F2]Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
  • [F3]Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
  • [F4]Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
  • [F5]Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
  • [F6]Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -