4//SEC Filing
Nash Joshua Lionel 4
Accession 0001179110-18-007934
CIK 0000039677other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 4:21 PM ET
Size
8.1 KB
Accession
0001179110-18-007934
Insider Transaction Report
Form 4
AV Homes, Inc.AVHI
Nash Joshua Lionel
DirectorChairman of the Board
Transactions
- Award
Common Stock
2018-05-31+3,815→ 197,290 total
Holdings
- 390,800(indirect: By Partnership)
Common Stock
- 173,900(indirect: By Trust)
Common Stock
- 59,023(indirect: By Offshore Fund)
Common Stock
Footnotes (3)
- [F1]The units granted to the Reporting Person vest in full on the earlier of May 31, 2019 or the day immediately preceding the 2019 annual meeting of stockholders, provided that the Reporting Person is a member of the Issuer's board of directors on such date. Upon vesting each unit will be settled in one share of the Issuer's Common Stock.
- [F2]Shares are held by a limited partnership. The managing general partner of the limited partnership is directly controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein.
- [F3]Shares are held by an offshore fund. The reporting person controls the management company for this fund. The reporting person disclaims beneficial ownership of the shares held by the offshore company except to the extent of his pecuniary interest therein, which results solely from a compensatory arrangement pursuant to which certain amounts to be paid to the reporting person are valued by reference to the managed account.
Documents
Issuer
AV Homes, Inc.
CIK 0000039677
Entity typeother
Related Parties
1- filerCIK 0001305016
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 4:21 PM ET
- Size
- 8.1 KB