Stewart David Kent 4
4 · AMERIPRISE FINANCIAL INC · Filed Jul 9, 2018
Insider Transaction Report
Form 4
Stewart David Kent
Sr Vice Pres and Controller
Transactions
- Tax Payment
Common Stock
2018-07-05$140.97/sh−148.809$20,978→ 18,399 total - Exercise/Conversion
Phantom Stock
2018-07-05−524.809→ 10,999.57 total→ Common Stock (524.809 underlying) - Exercise/Conversion
Common Stock
2018-07-05+524.809→ 18,547.809 total
Holdings
- 260.924(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F2]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 5, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F3]Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.